whitepaper
Vendor Risk Management: SEC Examination Priorities and Cybersecurity and Resiliency Observations Reports
CPE Credit Eligible
The U.S Securities and Exchange Commission (SEC) released their 2022 Examination Priorities. The report will be your guide for where the exams will focus. Many of the priorities changed as new risks emerged and existing risks were mitigated or heightened.
Download the whitepaper to understand what is expected of your organization and ensure you have your third-party risk management in order.
Download the whitepaper to learn:
- Updates from the 2022 report
- SEC vendor management expectations
- ESG investing concerns
- Information security and operation resiliency concerns