Vendor Risk Management: 2025 SEC Examination Priorities and Cybersecurity and Resiliency Observations Reports

The U.S Securities and Exchange Commission (SEC) released their 2025 Examination Priorities. The report identified key topics and risk areas that the SEC will focus on in the coming year and emphasized the importance of managing vendor risks for regulated institutions. 

This year, the SEC reminded broker-dealers, clearing agencies, and investment companies of their responsibilities to identify, assess, manage, and mitigate vendor risks. Read this whitepaper to understand what is expected of your organization and ensure you have your vendor risk management in order. 

Download the whitepaper to learn:

• Updates from the 2025 report
• Expectations for vendor risk management
• Emerging risks, including cybersecurity and artificial intelligence