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Risk-Based Vendor Due Diligence: Identifying the Proper Scope, Scale, and Documents

CPE Credit Eligible

To effectively manage third-party risks, it’s recommended to perform risk-based due diligence that is customized to each product or service, their level of risk, and their criticality to your organization’s operations. It's not practical or productive to have a universal due diligence requirement for all vendors as every vendor's product or service represents a unique level of risk to your organization.  

What does risk-based vendor due diligence look like? What documents are necessary to verify vendor risk management practices and controls? 

Watch this on-demand session to learn how to identify the right scope and scale for vendor due diligence, what documents to collect, tips for dealing with missing documentation, and what to do with your due diligence results. 

Watch now to learn: 
  • An overview of what vendor due diligence is 
  • Baseline vendor due diligence to collect  
  • Sample due diligence items to collect for low, moderate, and high-risk vendors 
  • What to do when you can't get what you need from your vendor 
  • How to determine if you need additional vendor due diligence 
  • Key takeaways 

Speaker

christine kitamura

Christine Kitamura

Senior Content Manager, Education

Christine is a Senior Content Manager with Venminder, focusing on third-party risk management education and advocacy. She supports the sales and marketing teams by writing educational blogs, eBooks, infographics, and more. Prior to her current role, Christine gained experience as a content specialist. Christine has a bachelor’s degree in English Literature from Cal Poly Pomona, and also works as a freelancer, writing on a variety of topics including accounting, manufacturing, home repair, and education.

Field of Study: Specialized Knowledge

Program Level: Basic

Duration: 1 Hour

Prerequisites: None

Who Should Attend: CEOs, CFOs, Compliance, Risk, BOD, Vendor Management, CPAs 

Advanced Preparation: None

Delivery Method: Group Internet Based

Refunds: This is a free event.

Cancellations: In the event that this session would need to be cancelled, you will be personally contacted and registered for the rescheduled event.

Concerns: For more information regarding administrative policies such as complaints, please contact our offices at +1 (888) 836-6463.

Information

Field of Study: Specialized Knowledge

Program Level: Basic

Duration: 1 Hour

Prerequisites: None

Who Should Attend: CEOs, CFOs, Compliance, Risk, BOD, Vendor Management, CPAs 

Advanced Preparation: None

Delivery Method: Group Internet Based

CPE Eligibility: Because this is an on-demand event, unfortunately, it is not eligible for CPE credits. All live events are eligible for 1 CPE credit per hour.

Refunds: This is a free event.

Cancellations: In the event that this session would need to be cancelled, you will be personally contacted and registered for the rescheduled event.

Concerns: For more information regarding administrative policies such as complaints, please contact our offices at +1 (888) 836-6463.

CPE Credit Eligibility

This session is eligible for 1 CPE Credit – you must be in attendance for the entire LIVE session, answer all three polling questions during the event, and complete the post-event survey. CPE Credit will be offered within 7-10 business days following survey submission.

Venminder is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor on continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have the final authority on the acceptance of individual courses for CPE Credit. Compliance regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org 

Sponsorship Identification Number: 140591

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